Tagged with "george taylor"

Temenos Advisory and its CEO Ordered to Pay More Than $2 Million

Posted on July 1st, 2020 at 3:51 PM
Temenos Advisory and its CEO Ordered to Pay More Than $2 Million

Final judgment has been entered against Temenos Advisory Inc. and its former CEO George Taylor, the SEC announced.  The SEC had charged Temenos and Taylor with putting investor funds in unsuitable investments and concealing commissions. In total, Temenos and Taylor are ordered to pay more than $2 million. The entry of judgment concludes a case that began with the SEC charging Temenos and Taylor in July 2018.

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I just received this letter from the CFP Board. Thank you, Thank you, THANK YOU!

David Y


June 14, 2024
Wells Fargo Fires Employees for Faking Work

Wells Fargo & Co. recently terminated over a dozen employees following an investigation into allegations of fake work activities.

June 13, 2024
FINRA Struggles to Revise Outside Business Rules

The Financial Industry Regulatory Authority’s (FINRA) attempt to update its rules on advisors’ outside business activities has stalled, according to Robert Colby, FINRA's chief legal officer.

June 12, 2024
Tax Court Denies Madoff Victims $8.2 Million Deduction

Victims of Bernie Madoff's Ponzi scheme, Christopher and Silvana Pascucci, cannot claim an $8.2 million tax deduction for their investment in life insurance premiums.