Tagged with "gary pevey"

Former Mutual Securities Investment Adviser Suspended for Recommending Woodbridge Investments

Posted on February 13th, 2019 at 9:34 AM
Former Mutual Securities Investment Adviser Suspended for Recommending Woodbridge Investments

FINRA has suspended former Mutual Securities investment adviser, Gary L. Pevey from the industry for one year for selling $1.1 million worth of Woodbridge Group of Companies (Woodbridge) investments to his clients.

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