Tagged with "Fortius Financial Advisors LLC"

SEC Charges Salt Lake City Based Investment Adviser with Recommending Unsuitable Investments and Failing to Disclose Conflicts of Interest

Posted on December 13th, 2016 at 12:36 PM
SEC Charges Salt Lake City Based Investment Adviser with Recommending Unsuitable Investments and Failing to Disclose Conflicts of Interest

The SEC has charged a Salt Lake City-based investment adviser named Gary E. Oliver with mismanagement of client assets and failure to disclose conflicts of interests.

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TESTIMONIALS

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As a financial advisor with over 20 years of experience, I feel fortunate to call Jim my attorney and friend. He is a fantastic lawyer and trusted advisor. He is skilled in the matters necessary to do the job well. He uses his thoughtful approach and calm demeanor to achieve a positive outcome for the client. If you want to feel confident that nothing will be missed and that you will be represented in a highly professional manner, call Jim Eccleston.

Bill C. and Dan M.

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