Peggy Ann Fulford, 58, formerly of Houston and now residing in New Orleans, has been arrested and charged with wire fraud, mail fraud, interstate transportation of stolen property and money laundering.
Tagged with "Defrauding"
Page 1 of 1
SEC Bars Ex-LPL Broker
Posted on October 27th, 2016 at 8:52 AM
Paul Lebel, formerly registered with LPL Financial, was barred by the Securities and Exchange Commission for defrauding four customers by churning their accounts.
Former CUSO Broker Pleads Guilty to Wire Fraud
Posted on October 31st, 2014 at 4:12 PM
Ismail Elmas, a former registered financial advisor with CUSO Financial, has pleaded guilty to defrauding his clients, many of whom were seniors and widows, of more than $1 million.
Page 1 of 1