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Tagged with "Defrauding"

Page 1 of 1

Houston Woman Charged with Defrauding Professional Athletes

Posted on January 22nd, 2017 at 8:27 PM
Houston Woman Charged with Defrauding Professional Athletes

Peggy Ann Fulford, 58, formerly of Houston and now residing in New Orleans, has been arrested and charged with wire fraud, mail fraud, interstate transportation of stolen property and money laundering.

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SEC Bars Ex-LPL Broker

Posted on October 27th, 2016 at 8:52 AM
SEC Bars Ex-LPL Broker

Paul Lebel, formerly registered with LPL Financial, was barred by the Securities and Exchange Commission for defrauding four customers by churning their accounts.  

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Former CUSO Broker Pleads Guilty to Wire Fraud

Posted on October 31st, 2014 at 4:12 PM

Ismail Elmas, a former registered financial advisor with CUSO Financial, has pleaded guilty to defrauding his clients, many of whom were seniors and widows, of more than $1 million.

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Page 1 of 1
Latest Articles
Insurance Agent Continues to Sell Despite Lengthy Disciplinary History
January 20th, 2021 at 4:23 PM
SEC Files Charges Against Jacob Glick
January 20th, 2021 at 4:08 PM
Read More »
Latest News
CFP Board is the New Sheriff and it Is Not Your Friend
October 24th, 2020 at 10:04 AM
Defending Against a Customer Complaint First Requires Selecting Correct Legal Counsel
October 15th, 2020 at 10:02 AM
Read More »
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