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Tagged with "Commonwealth Financial Network"

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Eaton Pleads Guilty to Fraud

Posted on October 1st, 2020 at 3:51 PM
Eaton Pleads Guilty to Fraud

Gerald Allan Eaton, a former advisor at Commonwealth Financial Network, settled charges brought by the U.S. Securities and Exchange Commission (“SEC”).

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Commonwealth Financial Network Files Lawsuit and FINRA Arbitration Claim Against Ohio National Life Insurance Company for Fraudulent Variable Annuity Scheme

Posted on November 19th, 2018 at 9:49 AM
Commonwealth Financial Network Files Lawsuit and FINRA Arbitration Claim Against Ohio National Life Insurance Company for Fraudulent Variable Annuity Scheme

In an unprecedented move, Ohio National Life Insurance Company (Ohio National) announced that starting mid-December the company will be terminating its selling agreements with brokerage firms and ceasing payments on all brokers’ trail commissions on variable annuity sales.

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Broker Terminated By His Firm for Outside Business Activities

Posted on February 11th, 2015 at 8:34 AM

According to a recent FINRA disclosure, Vadim Lubarsky resigned from his firm, Commonwealth Financial Network, for failing to disclose an outside business activity and his associated involvement with the sale of promissory notes without approval by his brokerage firm.

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Page 1 of 1
Latest Articles
FINRA Bars Former Goldman Sachs Banker After Expense Report Issues
April 20th, 2021 at 10:08 AM
SEC Obtains Emergency Asset Freeze Against Actor Operating a $690 Million Ponzi Scheme
April 19th, 2021 at 9:44 AM
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Latest News
Eccleston Law Launches Search to Hire Additional Attorneys Nationwide
April 15th, 2021 at 12:37 PM
Just Saying “No” to Firm-Provided and Conflicted Legal Counsel in Your Transition may avoid problems later
April 14th, 2021 at 3:55 PM
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