Tagged with "collateralized debt obligations"

Be Aware of Catastrophe Bonds

Posted on March 30th, 2020 at 4:48 PM
Be Aware of Catastrophe Bonds

Although not sold directly to individual investors, investors should be aware of catastrophe bonds and other event-linked securities, which can be part of their mutual funds, closed-end funds or other investments.  Highlighting the extreme risk that these bonds can carry, the Financial Industry Regulatory Authority (“FINRA”) previously issued an Investor Alert regarding catastrophe bonds and other event-linked securities.

Read More »

CLOs Are The Biggest Buyers of Business Loans

Posted on June 10th, 2019 at 1:43 PM
CLOs Are The Biggest Buyers of Business Loans

Collateralized Loan Obligations or CLOs now are the biggest buyers of loans to non-investment grade businesses.  They hold about 60% of the debt of companies.  Buyers of CLOs include hedge funds, insurers, pensions, and other large investors.

Read More »

TESTIMONIALS

Previous
Next

We just wanted to say thanks for your work in helping us get back some of the money we lost. We are not by any means rich, but we have saved some money and we have done so through a tight-fisted approach to most everything we do. So losing a significant chunk of money hurt…especially at a time when everyone else was growing their accounts. We really appreciate the work you did.

Allan and Adele

LATEST NEWS AND ARTICLES

January 31, 2023
Former LPL Advisor Receives 8-Year Prison Sentence For Misappropriation of Client Funds

A former LPL financial advisor recently was sentenced to more than eight years in prison, or 100 months, for his role in a scheme that misappropriated $2.8 million from six clients. 

January 30, 2023
Silvergate Shares Skyrocket Amidst FTX Meltdown

Silvergate Capital share prices increased after the company announced its fourth-quarter results, even after FTX’s collapse, which forced Silvergate to fire staff and sell assets.

January 27, 2023
SEC Files Suit Against Gemini and Genesis Over Crypto “Earn” Program

The Securities and Exchange Commission (SEC) has filed suit against two crypto brokerages, Genesis Global Capital and Gemini Trust Co., for breaching federal securities laws.