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Tagged with "Citigroup Global Markets"

Citigroup Affiliates to Pay $180 Million to Settle Hedge Fund Fraud Charges

Posted on August 27th, 2015 at 11:58 AM
Citigroup Affiliates to Pay $180 Million to Settle Hedge Fund Fraud Charges

Two Citigroup affiliates, Citigroup Global Markets Inc. (CGMI) and Citigroup Alternative Investments LLC (CAI), have agreed to pay nearly $180 million to settle charges that they defrauded investors in two hedge funds.

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Former Citi Broker Charged With Outside Business Activity

Posted on May 4th, 2015 at 11:11 AM
Former Citi Broker Charged With Outside Business Activity

FINRA has accused David Lee Shafranek, a former broker with Citigroup Global Markets, of outside business activity. 

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