A rough four weeks for a $750 million team ended with the advisors out of a job and barred from soliciting their clients.
Tagged with "Charles Schwab"
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Sued by Schwab, axed by Morgan Stanley: A $750M team’s troubled career move
Posted on April 25th, 2019 at 4:32 PM
Morgan Stanley Terminates Newly Acquired Team Accused of Violating Their Employment Contracts with Charles Schwab
Posted on April 18th, 2019 at 5:21 PM
In a strange twist, Morgan Stanley has terminated a veteran team of investment advisers that who acquired less than three weeks ago from Charles Schwab & Co. Morgan Stanley parted ways with the newly hired team of advisers after they received a temporary restraining order (TRO) and preliminary injunction from their former firm, Charles Schwab.
Texas Investment Adviser Files a $100 Million Defamation Lawsuit Against Charles Schwab
Posted on August 7th, 2018 at 5:03 PM
A Texas investment adviser and his firm have filed a $100 million defamation lawsuit in the Eastern District of Texas against Charles Schwab Corp. claiming that the firm poached his clients after terminating him over a false story.
Two Brokers Sued by Charles Schwab for Stealing Client Data
Posted on November 14th, 2014 at 9:47 AM
Charles Schwab and Co. Inc. filed a lawsuit against two former employees and a Florida advisory firm, alleging they stole client information and used it to solicit clients.
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