Tagged with "bitcoin"

Former Wells Fargo Advisor Suspended For Unauthorized Bitcoin Purchase

Posted on December 17th, 2021 at 1:42 PM
Former Wells Fargo Advisor Suspended For Unauthorized Bitcoin Purchase

The Financial Industry Regulatory Authority (FINRA) has issued a $10,000 fine and suspended former Wells Fargo advisor, Johan Pereira, for seven months after a client hired him to assist with investing in bitcoin.

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First U.S. Bitcoin ETF Sparks Concerns For Advisors

Posted on October 21st, 2021 at 1:38 PM
First U.S. Bitcoin ETF Sparks Concerns For Advisors

The introduction of the ProShares Bitcoin Strategy ETF (BITO) is expected to send shockwaves across the financial planning industry as advisors will be prompted get up to speed on cryptocurrency investing

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Blockchain and Cryptocurrencies: A Primer for Financial Planners Part Two

Posted on February 18th, 2019 at 4:30 PM
Blockchain and Cryptocurrencies: A Primer for Financial Planners Part Two

This is the second article in our three-part series on blockchain and cryptocurrencies. Part two is a break-down of how cryptocurrencies can be utilized as investments.

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Blockchain and Cryptocurrencies: A Primer for Financial Planners

Posted on February 15th, 2019 at 2:47 PM
Blockchain and Cryptocurrencies: A Primer for Financial Planners

This is the first article in a three-part series to provide basic insight needed to understand the new world of blockchain. What is blockchain? How is it related to cryptocurrencies? What is “Bitcoin” all about?

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Thank You from the bottom of our hearts for all you have done for us. When we realized this was a very bad investment - we did not know where to turn for help. Then we received your name. When we called you - you were so kind to us and then agreed to help us. For this we are so very grateful. The world would be a much nicer place if there were more people like the two of you in it. We will always remember all the help and kindness you have shown us. Thank you so very very much for everything.

Wayne and Judy S.

LATEST NEWS AND ARTICLES

April 25, 2024
B. Riley Financial Clears Air Amid Allegations, Stock Surges

Amidst swirling speculation regarding its connections with a client linked to the Prophecy Asset Management collapse, B. Riley Financial Inc. has conducted an internal
review, concluding no affiliations with the defunct hedge fund.

April 24, 2024
RIA Insurance Claims Skyrocket

A recent analysis by Golsan Scruggs reveals a staggering 231 percent increase in errors-and-omissions (E&O) liability claims among registered investment advisor (RIA)
insurers.

April 23, 2024
Surge Predicted in Regulation Best Interest Cases

According to a recent analysis, Reg BI-related actions quickly have ascended to the top five issues for FINRA, with fines totaling $6 million in 2023.