Tagged with "Bank of America"

Merrill Lynch / Bank of America Changes Broker Bonus Payments for 2015

Posted on December 28th, 2014 at 6:40 PM

Merrill Lynch has told its brokers that they will receive higher bonus payments in 2015 for attracting new clients and assets, but will eliminated pay for servicing clients with less than $250,000 in assets. 

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Merrill Lynch / Bank of America Wants Former Reps to Return to Merrill

Posted on December 27th, 2014 at 1:33 PM

Merrill Lynch is offering former brokers 400% transition deals to return to the firm and sing its praises.

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July 26, 2024
Kentucky Advisor Sues LPL Financial for Alleged Corporate Raid

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July 25, 2024
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July 24, 2024
Raymond James Settles with Oregon Over Excessive Commissions

Raymond James recently settled a case with Oregon's Division of Financial Regulation (“DFR”), agreeing to pay nearly $200,000 over allegations of charging excessive commissions to retail investors.