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Tagged with "arizona"

Arizona Introduces Best Interest Standard for Annuity Sales

Posted on June 12th, 2020 at 3:43 PM
Arizona Introduces Best Interest Standard for Annuity Sales

Arizona has adopted a best interest standard for the sale of annuities, which will take effect on January 1, 2021. The new law is based on the model law created by the National Association of Insurance Commissioners.

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CFTC Charges Arizona Investment Adviser and His Company with Fraudulently Soliciting and Receiving at Least $13 Million in Commodity Pool Scheme

Posted on July 3rd, 2018 at 10:02 AM
CFTC Charges Arizona Investment Adviser and His Company with Fraudulently Soliciting and Receiving at Least $13 Million in Commodity Pool Scheme

The U.S. Commodity Futures Trading Commission (CFTC) has filed a civil enforcement action against Arizona investment adviser, Cory Williams and his company, Williams Advisory Group in connection with a $13 million fraudulent commodity pool scheme.

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