Clark Cleary, a 26-year industry veteran in Maryland, has agreed to a one-year suspension and $10,000 fine after the advisor allegedly failed to disclose that he was earmarked as executor as well as the beneficiary of a late client’s estate.
As a financial advisor with over 20 years of experience, I feel fortunate to call Jim my attorney and friend. He is a fantastic lawyer and trusted advisor. He is skilled in the matters necessary to do the job well. He uses his thoughtful approach and calm demeanor to achieve a positive outcome for the client. If you want to feel confident that nothing will be missed and that you will be represented in a highly professional manner, call Jim Eccleston.