Michael J. Giarrusso

Michael J. Giarrusso

Attorney

Michael J. Giarrusso is a seasoned financial services attorney.

Located in Jersey City, New Jersey, Mr. Giarrusso has extensive experience in securities litigation, arbitration and securities employment and regulatory matters.  Mr. Giarrusso has worked for several well-regarded litigation law firms in the greater New York area.  

Prior to practicing law, Mr. Giarrusso was employed in the securities industry where he gained extensive experience in the areas of securities based lending, complex financial products and risk mitigation strategies.   

Mr. Giarrusso has an A.B. in History from Princeton University and a J.D. from Syracuse University College of Law. 

He is admitted to practice in New York and New Jersey and before the U.S. District Court for the Southern District of New York and the U.S. District Court for the District of New Jersey.

 

TESTIMONIALS

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Fantastic news!!!!  Your professionalism, support and expertise were greatly appreciated.  You made a difficult situation much more bearable.

Marci M.

LATEST NEWS AND ARTICLES

July 1, 2025
State Regulators Fine Five Major Broker-Dealers Nearly $10 Million for Excessive Commission Charges

A coalition of state securities regulators has ordered five broker-dealers — including Edward Jones, LPL Financial, RBC, Stifel, and TD Ameritrade — to pay almost $9.9 million in penalties for overcharging customers on small-value trades.

June 30, 2025
SEC Charges New Mexico Investment Advisor with Fee Fraud and Fiduciary Breaches

The Securities and Exchange Commission (“SEC”) has charged David A. Nagler and his firm, New Line Capital LLC, with defrauding clients through deceptive fee disclosures and undisclosed conflicts of interest.

 

June 27, 2025
FINRA Sanctions Advisor for Accepting $1 Million Inheritance from Client Without Firm Approval

FINRA has fined and suspended veteran advisor Kenneth J. Malm for accepting a $1 million inheritance from a client without receiving the necessary firm approval.