Marnie  Lambert

Marnie Lambert

Of Counsel

Marnie C. Lambert has been a licensed attorney for nearly 30 years and is experienced in both private sector and public sector practice.  She is admitted to practice in California and Ohio. She received her Bachelor of Arts from Miami University of Ohio in 1989 and her Juris Doctorate from Pepperdine University School of Law in 1992.

Early in her career Ms. Lambert served as an Assistant Attorney General for the State of Ohio. Ms. Lambert is experienced in all aspects of litigation at both the trial and appellate levels, as well as in various alternative dispute resolution forums including FINRA, AAA and JAMS.  During the last 15 years, she primarily has handled securities matters, representing both customers in arbitration and financial advisors in arbitration, regulatory and other matters.




Thank you so very much for your guidance, patience, and expertise.

Beth and Steve K.


March 24, 2023
Heartland Bank & Trust Co. Agrees to $9 Million Settlement For Allegedly Aiding and Abetting a Ponzi Scheme

The Securities and Exchange Commission (SEC) has agreed to a $9 million settlement
with Heartland Bank & Trust Co. over the bank’s alleged role in aiding and abetting a $75
million Ponzi scheme.

March 23, 2023
Morgan Stanley Obtains TRO Against Pennsylvania LPL Advisor Over Inherited Accounts and Misrepresentations

A federal judge has awarded Morgan Stanley a temporary restraining order (TRO)
against a Pennsylvania-based advisor who recently departed for LPL Financial.

March 22, 2023
Sanford Bernstein & Co. and Alliance Bernstein Face FINRA Arbitration Claim Over Options Advantage Strategy

Sanford Bernstein & Co. and Alliance Bernstein (Bernstein) are facing what could be the first of several Financial Industry Regulatory Authority (FINRA) arbitration claims related to its Options Advantage Strategy.