Tr?id=566623520170033&ev=PageView&noscript=1
Mark A. Tepper

Mark A. Tepper

LLC Member

Mark A. Tepper is a former Assistant Attorney General and Chief Trial Counsel at the Bureau of Investor Protection and Securities for the New York Attorney General. Since then, he has devoted 35 years of his professional practice to representing investors in securities arbitration and litigation matters. The North American Securities Administrators Association (NASAA) has awarded Mark the Outstanding Service Award. He is a graduate of Cornell Law School (J.D.), and a member of the Florida, New York and California Bars. Mark’s peers have awarded him an AV Preeminent® Rating, the highest rating for lawyers in the Martindale-Hubbell Law Directory.

 

TESTIMONIALS

Previous
Next
Quotes Bigger

This was the best of all possible outcomes and I cannot thank you and the team enough.

Michael S.

LATEST NEWS AND ARTICLES

1775253477 Law
April 3, 2026
FINRA Enforcement Trends Show Higher Monetary Sanctions Despite Fewer Cases in 2025

The Financial Industry Regulatory Authority (FINRA) increased total monetary sanctions in 2025, even as the number of enforcement actions declined.

1775060885 Law
April 1, 2026
Florida FINRA Arbitration Panel Orders Charles Schwab to Pay $3.8 Million to Investors

A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered Charles Schwab & Co.

1774973592 Law
March 31, 2026
Cybersecurity Breach at Edelman Financial Engines Highlights Growing Risks for Advisory Firms

A recent cybersecurity incident involving Edelman Financial Engines has drawn attention to the increasing number of cyberattacks targeting registered investment advisers, according to Financial Advisor News.