John Blodgett

Associate
P: 312-332-0000

Mr. Blodgett earned his juris doctor from Notre Dame Law School. While in law school, Mr. Blodgett served on the Journal of Legislation and also worked as an extern at the Financial Industry Regulatory Authority (FINRA).

After earning his law degree, Mr. Blodgett spent two years as a law clerk for the Alaska Superior Court in Anchorage, Alaska. During that time, he clerked for Judge Yvonne Lamoureux and Judge Una Gandbhir. While in Alaska, Mr. Blodgett served as co-president of the Young Lawyers Section of the Anchorage Bar Association.

 

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LATEST NEWS AND ARTICLES

October 27, 2021
Former LPL Advisor Suspended For Completing 22 Trades Absent Client Consent

The Financial Industry Regulatory Authority (FINRA) has suspended and fined a former LPL advisor who allegedly completed 22 trades on behalf of a client without obtaining written consent. FINRA has issued a $5,000 fine and has suspended Michael Hartlett for 10 days.

October 26, 2021
Former Advisor Fails To Reverse Bar After Alleged $1 Million Theft From RBC

A former RBC Wealth Management advisor lost his bid to reverse an industry bar, according to an appellate decision issued by the Financial Industry Regulatory Authority (FINRA).

October 25, 2021
Firms Walk Thin Regulatory Line In Referring Self-Directed Clients To Advisors

While online trading platforms have surged in popularity during the pandemic, brokerage firms view self-directed investors as a source of new clients.