New Transition Compliance Package for Financial Advisers

Posted on November 12th, 2014 at 10:33 AM

Eccleston Law Offices is excited to announce our NEW fixed fee Transition Compliance Package for Financial Advisers!


For one fixed fee, Chicago-based Eccleston Law Offices will offer reps several services - including planning in advance to successful transition, being on call for any difficulties that may arise, determining rights and responsibilities - whether the adviser is governed by the protocol for broker recruiting or not.

Related Attorneys: James J. Eccleston, Stephany D. McLaughlin

Tags: Financial Advisors, Transition Compliance Package, Eccleston Law, Broker Transition

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Thank you for your professional assistance with this matter. You are very good at what you do.

John T.


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