New Transition Compliance Package for Financial Advisers

Posted on November 12th, 2014 at 10:33 AM

Eccleston Law Offices is excited to announce our NEW fixed fee Transition Compliance Package for Financial Advisers!


For one fixed fee, Chicago-based Eccleston Law Offices will offer reps several services - including planning in advance to successful transition, being on call for any difficulties that may arise, determining rights and responsibilities - whether the adviser is governed by the protocol for broker recruiting or not.

Related Attorneys: James J. Eccleston, Stephany D. McLaughlin

Tags: Financial Advisors, Transition Compliance Package, Eccleston Law, Broker Transition

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We just wanted to say thanks for your work in helping us get back some of the money we lost. We are not by any means rich, but we have saved some money and we have done so through a tight-fisted approach to most everything we do. So losing a significant chunk of money hurt…especially at a time when everyone else was growing their accounts. We really appreciate the work you did.

Allan and Adele


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