James Eccleston to Speak at CFA Society Tampa Bay Dinner Event

Posted on May 4th, 2016 at 6:06 PM
James Eccleston to Speak at CFA Society Tampa Bay Dinner Event

Please make plans to join us for the last CFA Society meeting of the 2015-2016 program year on Tuesday, May 10th at The University Club. This will also be the annual meeting.

The modern maze of the financial and investment profession can be difficult to navigate. As a highly regulated profession, every corner you turn can present an ethical dilemma putting your professional reputation in jeopardy.

We're sitting down with Jim Eccleston, one of the foremost securities attorneys in the USA, to discuss how to protect your reputation and what to do when the wheels fall off. We've identified several areas were smart people can make bad decisions.

Tuesday, May 10, 2016
University Club of Tampa
38th Floor
201 N Franklin St
Tampa, FL 33602

5:30 pm - Networking and Cash Bar
6:00 pm - Dinner and Program
7:30 pm - Program Concludes

This meeting is Free for CFA Society Tampa Bay Member and Associates.
$50 for non-members. $25 for Students.

RSVP Options

            Online         Calling Society Office at (866) 730-4530

Related Attorneys: James J. Eccleston

Tags: Eccleston, Eccleston Law, Eccleston Law LLC, James Eccleston,

Return to Archive



I learned two important things working with Eccleston Law. First, I made a friend and ally with Jim and Steph for life. Secondly, and this is a crucial life lesson - if you need counsel, then seek out the very best. Jim was referred to me by a most trusted source. I've never had to hire an attorney for anything. Now, I know the value of hiring an important partner. Meticulous, thorough and detailed in preparation is the best way to describe Jim. Brilliant too, I might add. Bottom line, I would highly highly recommend Jim and Stephany for your legal needs. One of the best life decisions I've ever made.

Howard S.


May 17, 2024
Fidelity Advisor Files Lawsuit Alleging Wrongful Termination Over Whistleblowing

A former Fidelity Investments advisor, Michael Maeker, has initiated legal action against his former firm, alleging wrongful termination in response to his reporting of anti-investor sales tactics.

May 16, 2024
CFTC Investigates Banks for Potential Whistleblower Suppression

The Commodity Futures Trading Commission (CFTC) has initiated inquiries into several banks, including JPMorgan Chase, Bank of America, and Citigroup, regarding potentially hindering whistleblowers from disclosing information, as reported by Bloomberg News.


May 15, 2024
NFA Issues Order Against 50.ai Investments LLC

The National Futures Association's (NFA) Business Conduct Committee (BCC) has taken action against 50.ai Investments LLC, a former NFA Member commodity pool operator and forex firm, for violating multiple NFA compliance rules.