James Eccleston and Christine Goodrich published in NSCP Currents
The National Society of Compliance Professionals have republished an article written by James Eccleston and Christine Goodrich of Eccleston Law Offices for the organization's monthly Currents journal. The article, titled "An Analysis of the Potential Impact of a Uniform Fiduciary Standard Upon Broker-Dealers, Registered Investment Advisers, and Dually-Registered Advisers," can be found on page 15 of the NSCP's April Currents report.
Head to NSCP.org for more or read the article in the PDF here.
Related Attorneys: James J. Eccleston