Eccleston Law Holiday Party 2014
The Eccleston Law staff enjoyed a wonderful dinner and each other's company, while celebrating the holidays!
Related Attorneys: James J. Eccleston, Stephany D. McLaughlin
The Eccleston Law staff enjoyed a wonderful dinner and each other's company, while celebrating the holidays!
Related Attorneys: James J. Eccleston, Stephany D. McLaughlin
The U.S. Securities and Exchange Commission (SEC) has charged Macquarie Investment Management Business Trust (MIMBT) with overvaluing collateralized mortgage obligations (CMOs) and executing unlawful cross-trades that favored certain clients.
According to SEC.gov, the Securities and Exchange Commission (SEC) has charged Merrill Lynch, Pierce, Fenner & Smith Inc., and Harvest Volatility Management LLC for exceeding clients’ designated investment limits, resulting in higher fees, increased market exposure, and financial losses.
A new lawsuit claims that Charles Schwab failed to protect an elderly client from a fraudulent scheme that drained her retirement savings.