Eccleston Law: Eccleston to Speak at the FPA in Distinguished Speaker Series

Posted on January 28th, 2011 at 9:00 AM

Eccleston Law attorney James Eccleston will speak at the Financial Planning Association of Illinois on January 28, 2011 in DesPlaines, Illinois. 

Jim's program will focus on avoiding the mistakes that advisers make that can lead to litigation.  With financial markets that have been down the last several years and new regulation on the horizon, financial advisers need to be more cautious than ever from a litigation standpoint. 

Related Attorneys: James J. Eccleston

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Jim, Stephany and the whole team were a God send.  We felt like we were put into a situation where we had no advocate. Jim’s team came in with a strong, well laid out strategy on how to get our story heard. Where our outside compliance company had no ability to help, our Broker Dealer was impenitent, and the regulators were aggressive pursuing vague rules, Jim came like a barricade against an assault we did not understand. Though you pay member dues to be affiliated with FINRA and a B/D, you have no voice. The only thing that is truly heard in this un-level playing field is a bulldog’s bark like Jim’s. I would encourage anyone to call Jim and his team to find a real ally in the tough and complicated world of securities regulation. They are truly the best.

Greg P.

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