Eccleston Law: Eccleston Quoted in Wall Street Journal

Posted on March 1st, 2011 at 9:00 AM

Eccleston Law president and chief attorney James J. Eccleston commented in a Dow Jones Newswires column in today's online Wall Street Journal.  The article, The Way Brokers Can Cut The Ties That Bind, discusses signing bonuses secured by promissory notes and the claims filed over unreturned bonuses:

When disputes can't get settled, they wind up in a dispute-resolution forum set up by Finra. Brokers who go before Finra arbitrators can try to make the case that the conditions of their job changed dramatically, or they were discriminated against, said James Eccleston, a securities and financial-services lawyer at Eccleston Law Offices, P.C., in Chicago. The brokers can also file counter-claims.

Read the article:

The Ways Brokers Can Cut The Ties That Bind 

Related Attorneys: James J. Eccleston

Tags:

Return to Archive

TESTIMONIALS

Previous
Next

You are the best attorneys in the country.

CC

LATEST NEWS AND ARTICLES

March 17, 2025
FINRA Disciplinary Actions Rise for the First Time Since 2016

The Financial Industry Regulatory Authority (FINRA) increased its enforcement actions in 2024, marking the first rise in disciplinary cases since 2016, as reported by AdvisorHub.

March 14, 2025
Apex Clearing to Pay $3.2 Million in FINRA Settlement Over Securities Lending Violations

Apex Clearing, the clearing arm of Apex Fintech Solutions, has agreed to pay $3.2 million to settle FINRA allegations that it failed to ensure customers received compensation for lending their securities.

March 13, 2025
Congress Considers Expanding the Accredited Investor Definition

A recent congressional hearing examined potential reforms to the accredited investor definition, a critical threshold determining who can participate in private market investments.