SEC Seeks to Expand “Dealer” Definition to Expand Regulatory Oversight

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I just received this letter from the CFP Board. Thank you, Thank you, THANK YOU!

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I just wanted to say thanks again for preparing and executing my case in such a professional manner. It was a pleasure to watch two professionals take such pride in their work, as well as becoming personally in tune with your client (Me). I would personally recommend you and your firm to anyone.

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