Tr?id=566623520170033&ev=PageView&noscript=1

Eccleston Law Blog

Redemption Pressure Mounts Across Private Credit and Non-Traded BDC Market

June 5th, 2026 at 12:19 PM
Investors continued pulling money from private credit and nontraded business development companies ("BDCs") during the first quarter of 2026 as concerns about liquidity and portfolio valuations intensified across the sector, according to reporting by InvestmentNews.
Read More

Former Wells Advisor Alleges Age Discrimination

June 4th, 2026 at 11:49 AM
A former Wells Fargo senior private client financial advisor in Wisconsin has filed a federal lawsuit alleging the firm terminated him because of his age rather than an alleged workplace profanity incident.
Read More

Starwood REIT Suspends Most Redemptions Amid Liquidity Pressure

June 3rd, 2026 at 1:19 PM
Starwood Real Estate Income Trust (SREIT) has announced a temporary suspension of its share repurchase program for most investors.
Read More

SEC Charges California Trader in Alleged $43 Million Ponzi-Like Scheme

June 2nd, 2026 at 11:49 AM
The Securities and Exchange Commission (SEC) has filed a civil action against a California day trader accused of operating a $43 million Ponzi-like scheme that allegedly defrauded more than 400 investors.
Read More

Massachusetts Regulators Fine Fidelity $1.25 Million Over Data Breach Allegations

June 1st, 2026 at 11:49 AM
Massachusetts regulators has fined Fidelity Brokerage Services $1.25 million over allegations that the firm failed to adequately protect customer information and properly notify all affected individuals following a significant data breach.
Read More

SEC Investigating Fraud Allegations in Private Credit Industry

May 29th, 2026 at 2:34 PM
The Securities and Exchange Commission (SEC) actively is investigating allegations of fraud involving private credit firms, signaling continued regulatory scrutiny of the rapidly expanding sector.
Read More

FINRA Adopts New Rules to Accelerate Arbitration for Elderly and Vulnerable Investors

May 28th, 2026 at 2:21 PM
The Financial Industry Regulatory Authority (FINRA) has adopted amendments to its Code of Arbitration Procedure to expedite arbitration proceedings for certain eligible parties, according to regulatory updates.
Read More

FINRA Sanctions Cambridge Investment Research for Supervisory Failure in Variable Annuity Exchanges

May 27th, 2026 at 1:06 PM
The Financial Industry Regulatory Authority (FINRA) has censured Cambridge Investment Research and ordered the firm to pay nearly $280,000 after finding that it failed to properly supervise variable annuity exchanges, according to AdvisorHub.
Read More

Blue Owl Caps Redemptions as Investors Seek Billions in Withdrawals from Private Credit Funds

May 22nd, 2026 at 11:48 AM
Blue Owl Capital faced a sharp rise in redemption requests during the first quarter as investors attempted to withdraw approximately $5.4 billion from two of the firm's largest private credit funds, according to reporting by the Wall Street Journal.
Read More

Edward Jones Faces Federal Privacy Lawsuits Over Alleged Data Sharing With Tech Companies

May 21st, 2026 at 1:18 PM
Edward Jones is facing multiple lawsuits alleging that the firm improperly shared clients' personal and financial information with third-party technology companies for targeted advertising purposes, according to reporting by Financial Planning.
Read More

TESTIMONIALS

Previous
Next
Quotes Bigger

Thank You from the bottom of our hearts for all you have done for us. When we realized this was a very bad investment - we did not know where to turn for help. Then we received your name. When we called you - you were so kind to us and then agreed to help us. For this we are so very grateful. The world would be a much nicer place if there were more people like the two of you in it. We will always remember all the help and kindness you have shown us. Thank you so very very much for everything.

Wayne and Judy S.

LATEST NEWS AND ARTICLES

1781893504 Law
June 19, 2026
FINRA Suspends Former Stifel Rep for Undisclosed Customer Settlements

The Financial Industry Regulatory Authority (FINRA) has suspended a former Stifel representative for three months and imposed a $10,000 fine after finding that she settled customer complaints without notifying her firm and conducted securities-related communications through an unapproved personal device.

1781798110 Law
June 18, 2026
Silver Star Properties REIT Files for Chapter 11 Bankruptcy Amid Mounting Defaults and Investor Losses

Silver Star Properties REIT, a publicly registered nontraded real estate investment trust formerly known as Hartman Short Term Income Properties XX Inc., has filed for Chapter 11 bankruptcy protection, according to reports by AltsWire.

1781712614 Law
June 17, 2026
As Wealth Management Consolidation Accelerates, Some Advisors Reevaluate the Meaning of Independence

According to AdvisorHub, the independent wealth management industry has entered a new phase of evolution, prompting some advisors to question whether the firms that once championed independence now increasingly resemble the traditional institutions many advisors left behind.