New Recommendations by the FINRA Dispute Resolution Task Force (14th Article)

Posted on March 30th, 2017 at 1:47 PM
New Recommendations by the FINRA Dispute Resolution Task Force (14th Article)

From the Desk of Jim Eccleston at Eccleston Law LLC:

This is the fourteenth in a series of posts to discuss the 51 recommendations that the FINRA Dispute Resolution Task Force (Task Force) has made to the National Arbitration and Mediation Committee (NAMC). NAMC is FINRA’s standing board advisory committee.                     

The Task Force recommended that FINRA review and update its website and recruitment material to ensure that it conveys a message that it wants diverse individuals with a variety of different backgrounds to work for its organization.                                                                                                                                                                                                                           

FINRA agreed with the Task Force’s recommendation and it revised the recruitment materials on the website to ensure that it lays out a message of inclusiveness and targets a broader range of industries.          

The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. The securities lawyers at Eccleston Law also practice a variety of other areas of securities for financial investors including Securities FraudUnauthorized TradingBreach of Fiduciary DutyRetirement Planning Negligence, and much more. Our attorneys draw on a combined experience of nearly 65 years in delivering the highest quality legal services. If you are in need of legal services, contact us to schedule a one-on-one consultation today.  

Related Attorneys: James J. Eccleston

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