New Recommendations by the FINRA Dispute Resolution Task Force (11th Article)

Posted on March 21st, 2017 at 9:37 AM
New Recommendations by the FINRA Dispute Resolution Task Force (11th Article)

From the Desk of Jim Eccleston at Eccleston Law LLC:

This is the eleventh in a series of posts to discuss the 51 recommendations that the FINRA Dispute Resolution Task Force (Task Force) has made to the National Arbitration and Mediation Committee (NAMC). NAMC is FINRA’s standing Board advisory committee.

The Task Force recommended that FINRA should require compulsory training sessions for arbitrators with a record of poor evaluations and for inexperienced arbitrators. FINRA generally agreed with the Task Force that in certain instances, FINRA should require an arbitrator to take additional training sessions. Therefore, FINRA updated its procedures relating to counseling and requiring additional training for arbitrators.

The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. The securities lawyers at Eccleston Law also practice a variety of other areas of securities for financial investors including Securities FraudUnauthorized TradingBreach of Fiduciary DutyRetirement Planning Negligence, and much more. Our attorneys draw on a combined experience of nearly 65 years in delivering the highest quality legal services. If you are in need of legal services, contact us to schedule a one-on-one consultation today.

Related Attorneys: James J. Eccleston

Tags: Eccleston, Eccleston Law, James Eccleston, Eccleston Law LLC, FINRA, Task Force, NAMC

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