Investment Losses with Rogers Realty Mezzanine Fund

Posted on February 19th, 2015 at 11:00 AM
Investment Losses with Rogers Realty Mezzanine Fund

From the Desk of Jim Eccleston at Eccleston Law Offices:

Eccleston Law offices are investigating Rogers Realty Mezzanine Fund and Spectrum Realty Mezzanine Fund, which are complex, high-risk investments, and generally are only appropriate for sophisticated or institutional investors. Some of the firms / individuals who sold the funds were: MCL Financial Group, Inc., Pacific West Securities, Inc., Gary Ackerman and Tracy R. Turner of CapWest Securities, Inc., Daryl G. Bank of Capital Securities Management, Joseph R. Broadbent and John Harvey of Omni Brokerage, Inc., Daniel P. Deighan of Boogie Investment Group, Inc., Derek Lopez and Gregory A. Ramirez of National Securities Corporation, Eric P. Weschke and Paul L. White II of Alternative Wealth Strategies, Gordon W. Yee and Joshua W. VanDress of National Securities Corporation, Jodi A. Schneelicht of Centaurus Financial Inc., and Leslie V. Anderton of Wilson-Davis and Co., Inc.

Brokerage firm may have liability for selling the investment improperly to its clients, and have an obligation to perform adequate due diligence on any investment they sell. They must ensure that each recommendation that they make is suitable in light of the client’s age, investment experience, investment objectives, income and net worth.

If you invested through them or through others, you may be able to recover your losses through securities arbitration.

The attorneys of Eccleston Law Offices represent investors and advisers nationwide in securities and employment matters. Our attorneys draw on a combined experience of nearly 65 years in delivering the highest quality legal services. 

Related Attorneys: James J. Eccleston

Tags: Rogers Realty Mezzanine Fund, Spectrum Realty Mezzanine Fund, securities arbitration, improper investment

Return to Archive



As a financial advisor with over 20 years of experience, I feel fortunate to call Jim my attorney and friend. He is a fantastic lawyer and trusted advisor. He is skilled in the matters necessary to do the job well. He uses his thoughtful approach and calm demeanor to achieve a positive outcome for the client. If you want to feel confident that nothing will be missed and that you will be represented in a highly professional manner, call Jim Eccleston.

Bill C. and Dan M.


June 27, 2022
SEC Investigates A.G. Morgan Financial Advisors and Others For Selling Unregistered Securities

The Securities and Exchange Commission (SEC) is investigating Vincent Camarda, James McArthur, and A.G. Morgan Financial Advisors.

June 24, 2022
SEC Charges Advisors and Their Firm With Reg BI Violations Over Sales of GWG L Bonds

The Securities and Exchange Commission (SEC) has charged Western International Securities and five of its advisors with violating Regulation Best Interest (Reg BI) when they recommended and sold high-risk debt securities known as L Bonds to retirees and other retail investors.

June 23, 2022
Former Credit Suisse Advisor Prevails in Deferred Compensation Claim

A former Credit Suisse advisor has prevailed on a $2.2 million arbitration claim after alleging that the firm improperly withheld his deferred compensation when it discontinued its U.S. brokerage business in 2015.