Former Morgan Stanley Rep Fired for Outside Business Activities
From the Desk of Jim Eccleston at Eccleston Law LLC:
Travis Shannon, a former financial advisor with Morgan Stanley Smith Barney from September 2008
to July 2013, was fired by Morgan Stanley for undisclosed outside business activities.
Shannon also filed for bankruptcy numerous times between 2012 and 2014.
FINRA alleged that Travis Shannon sold a number of investments in three companies to his
customers. Those companies are “Aerobat Aviation, Inc.”, for which he was the CEO; “TC”, which bought and
sold used computer network equipment; “Zindigo”, which was a social commerce platform for the fashion
industry. Travis Shannon failed to disclose the sales of these securities to his employer.
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. Our attorneys draw on a combined experience of nearly 65 years in delivering the highest quality legal services.
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