Eccleston Law's Services in New York and New Jersey

Posted on June 3rd, 2014 at 4:57 PM

Eccleston Law Is Pleased To Provide the Following Services to NY / NJ Financial Advisers


Finally, a law firm that represents the needs of financial advisers in securities and financial services employment matters. Our services include the following:

  • FINRA, SEC and State Regulatory Defense
  • Independent Arbitration Defense to Protect Your Interests (not just your firm's interests)
  • Promissory Note (Forgivable Loan) Collection Defense
  • Employment Actions to Correct Defamatory Form U-5 Language and To Seek Damages for Wrongful Termination
  • State Registration Issues
  • Transition Planning, Consultation and Review / Negotiation of Employment Agreements
  • Succession Planning, Mergers and Acquisitions

Eccleston Law represents financial advisers nationally, with offices in New York City, Chicago and Sarasota, Florida. If you are in New York or New Jersey, feel free to contact Attorney Christine Goodrich at 917-675-7582. For further information regarding Christine Goodrich, our other attorneys and our practice areas, visit


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I learned two important things working with Eccleston Law. First, I made a friend and ally with Jim and Steph for life. Secondly, and this is a crucial life lesson - if you need counsel, then seek out the very best. Jim was referred to me by a most trusted source. I've never had to hire an attorney for anything. Now, I know the value of hiring an important partner. Meticulous, thorough and detailed in preparation is the best way to describe Jim. Brilliant too, I might add. Bottom line, I would highly highly recommend Jim and Stephany for your legal needs. One of the best life decisions I've ever made.

Howard S.


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