10 IBDs With The Most Annuity Revenue

Posted on May 30th, 2019 at 10:55 AM
10 IBDs With The Most Annuity Revenue

From the Desk of Jim Eccleston at Eccleston Law LLC:

InvestmentNews has published the 10 IBDs that received the most annuity revenue last year, based on data collected from firms that participated in InvestmentNews’ independent broker-dealer survey. The 10 IBD include:

  1. LPL Financial LLC
  2. Ameriprise Financial Services Inc.
  3. Raymond James Financial Services Inc.
  4. Commonwealth Equity Services, LLC dba-Commonwealth Financial Network
  5. Northwestern Mutual Investment Services
  6. MML Investors Services, LLC
  7. AXA Advisors LLC
  8. Cambridge Investment Research Inc.
  9. Securities America Inc.
  10. Lincoln Financial Network

Eccleston Law provides legal services nationwide for brokers and investment advisory firms in transition.

The attorneys of Eccleston Law LLC represent investors and advisors nationwide in securities and employment matters. The securities lawyers at Eccleston Law also practice a variety of other areas of practice for financial investors and advisors including Securities FraudCompliance ProtectionBreach of Fiduciary DutyFINRA Matters, and much more. Our attorneys draw on a combined experience of nearly 65 years in delivering the highest quality legal services. If you are in need of legal services, contact us to schedule a one-on-one consultation today.

Related Attorneys: James J. Eccleston

Tags: james eccleston, eccleston law, eccleston law llc, eccleston, ibd, broker transition, investment advisory

Return to Archive

TESTIMONIALS

Previous
Next

Thank You from the bottom of our hearts for all you have done for us. When we realized this was a very bad investment - we did not know where to turn for help. Then we received your name. When we called you - you were so kind to us and then agreed to help us. For this we are so very grateful. The world would be a much nicer place if there were more people like the two of you in it. We will always remember all the help and kindness you have shown us. Thank you so very very much for everything.

Wayne and Judy S.

LATEST NEWS AND ARTICLES

October 27, 2021
Former LPL Advisor Suspended For Completing 22 Trades Absent Client Consent

The Financial Industry Regulatory Authority (FINRA) has suspended and fined a former LPL advisor who allegedly completed 22 trades on behalf of a client without obtaining written consent. FINRA has issued a $5,000 fine and has suspended Michael Hartlett for 10 days.

October 26, 2021
Former Advisor Fails To Reverse Bar After Alleged $1 Million Theft From RBC

A former RBC Wealth Management advisor lost his bid to reverse an industry bar, according to an appellate decision issued by the Financial Industry Regulatory Authority (FINRA).

October 25, 2021
Firms Walk Thin Regulatory Line In Referring Self-Directed Clients To Advisors

While online trading platforms have surged in popularity during the pandemic, brokerage firms view self-directed investors as a source of new clients.