Tr?id=566623520170033&ev=PageView&noscript=1

Employment Attorneys for Broker Transition Contract Review

In the modern world of broker recruiting, take advantage of the fact that all deals are negotiable. Have an experienced employment attorney from Eccleston Law on your side to review the contract terms that the firm’s lawyer has drafted to protect his/her one and only client – the firm.

“I never have had a client ask me for a refund of the $2,500 fixed fee to review the deal.
That’s because the value of our legal services is a no-brainer.”

- Jim Eccleston

HOW CAN AN EMPLOYMENT ATTORNEY HELP YOU WITH THE PROTOCOL FOR BROKER RECRUITING?

You wouldn't buy a house without having an attorney for the closing, why on earth would you risk your professional career, your livelihood, and your clients' well-being by not hiring a "Protocol for Broker Recruiting" lawyer to spend a few hours reviewing the employment contract and other contract terms?

Nullify the many bad, firm-favorable contract provisions that the firm's attorneys have inserted to gain an edge over you when the honeymoon ends.
Plan all aspects of a successful broker transition, even if the move is governed by the Protocol for Broker Recruiting.
Protect your rights while at the same time, working alongside the firm's transition team and with the firm's management team.
Turn the "dinner promises" into written agreements you can enforce.
Preserve your rights to complain and seek remedies when and how you want should the transition and employment not go as planned.

Promissory Note Agreements, Employment Agreements, Memoranda of Understandings, and Addendums are just some of the legal documents that will affect your professional life. Contact the employment attorneys at Eccleston Law to review your broker transition contract and help you with the Protocol for Broker Recruiting.



 

 

 

TESTIMONIALS

Previous
Next
Quotes Bigger

I am so blessed to have you and your dynamic team defending me. Your ethics, forward thinking and strategies are amazing.  You guys are the best group of attorneys in the country that I could hire to handle this complicated case.

Cindy C.

LATEST NEWS AND ARTICLES

1790276008 Law
September 24, 2026
FINRA Proposes Expanded Fraud Protections and Trusted Contact Flexibility

The Financial Industry Regulatory Authority (FINRA) has sent three proposed rules to the Securities and Exchange Commission (SEC) for approval.

1790182800 Law
September 23, 2026
SEC Warns Investors About Pre-IPO Investment Scams

The SEC's Office of Investor Education and Advocacy (OIEA) has issued an Investor Alert warning investors about scams that falsely offer opportunities to purchase "pre-IPO" shares of companies.

1790092133 Law
September 22, 2026
Wells Fargo Advisors Continue Manual Trading Amid Vendor Disruption

Wells Fargo Advisors brokers continued placing trading orders by phone and email as a disruption involving an outside vendor persisted for a second week.

TESTIMONIALS

Previous
Next
Quotes Bigger

Jim, Stephany and the whole team were a God send.  We felt like we were put into a situation where we had no advocate. Jim’s team came in with a strong, well laid out strategy on how to get our story heard. Where our outside compliance company had no ability to help, our Broker Dealer was impenitent, and the regulators were aggressive pursuing vague rules, Jim came like a barricade against an assault we did not understand. Though you pay member dues to be affiliated with FINRA and a B/D, you have no voice. The only thing that is truly heard in this un-level playing field is a bulldog’s bark like Jim’s. I would encourage anyone to call Jim and his team to find a real ally in the tough and complicated world of securities regulation. They are truly the best.

Greg P.

LATEST NEWS AND ARTICLES

1790276008 Law
September 24, 2026
FINRA Proposes Expanded Fraud Protections and Trusted Contact Flexibility

The Financial Industry Regulatory Authority (FINRA) has sent three proposed rules to the Securities and Exchange Commission (SEC) for approval.

1790182800 Law
September 23, 2026
SEC Warns Investors About Pre-IPO Investment Scams

The SEC's Office of Investor Education and Advocacy (OIEA) has issued an Investor Alert warning investors about scams that falsely offer opportunities to purchase "pre-IPO" shares of companies.

1790092133 Law
September 22, 2026
Wells Fargo Advisors Continue Manual Trading Amid Vendor Disruption

Wells Fargo Advisors brokers continued placing trading orders by phone and email as a disruption involving an outside vendor persisted for a second week.