Tagged with "Fidelity Investments Group"

Fidelity Fined $350,000 for Overcharging Customers

Posted on February 7th, 2015 at 3:34 PM
Fidelity Fined $350,000 for Overcharging Customers

Fidelity Investments Group, the third-largest custodian as ranked by the number of registered investment adviser clients, recently has been fined $350,000 by FINRA for overcharging more than 20,000 clients a total of $2.4 million.

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I just received this letter from the CFP Board. Thank you, Thank you, THANK YOU!

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