Tagged with "Temenos Advisory Inc."

SEC Files Complaint Against Investment Adviser and his Firm for Kickback Scheme

Posted on July 23rd, 2018 at 4:55 PM
SEC Files Complaint Against Investment Adviser and his Firm for Kickback Scheme

The SEC has filed a complaint against investment adviser, George L. Taylor and His firm, Temenos Advisory Inc. alleging two counts of investment adviser fraud, one count of acting as an unregistered broker-dealer, and one count of failing to abide by written policies and procedures mandated by securities law.

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