Philadelphia businessman, Carl Frederic Sealey, has pled guilty in connection to fraud charges for orchestrating a $1.6 million Ponzi scheme.
The work that you and your team have performed on my behalf is exemplary.
Philadelphia businessman, Carl Frederic Sealey, has pled guilty in connection to fraud charges for orchestrating a $1.6 million Ponzi scheme.
A 46-year industry veteran from Braintree, Massachusetts, Timothy W. Leveroni, has settled a disciplinary matter by the Financial Industry Regulatory Authority (FINRA) for falsifying signatures, per a settlement agreement known as an Acceptance Waiver and Consent (“AWC”).
The Securities and Exchange Commission (SEC) has filed fraud charges against Jesus Rodriguez, accusing him of misappropriating nearly $3.5 million from at least 10 brokerage account holders and advisory clients.
Attorney James Eccleston recently received the highest possible Martindale-Hubbell AV rating in their 2024 Judicial Edition.