Tagged with "rand heckler"

FINRA Bars Rand Heckler, Former Financial Adviser of Benjamin & Jerold Brokerage

Posted on June 21st, 2019 at 3:54 PM
FINRA Bars Rand Heckler, Former Financial Adviser of Benjamin & Jerold Brokerage

The Financial Industry Regulatory Authority (“FINRA”) recently barred Rand A. Heckler from the securities industry for refusing to cooperate in FINRA’s Rule 8210 inquiry.

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