Tagged with "online trading"

Firms Walk Thin Regulatory Line In Referring Self-Directed Clients To Advisors

Posted on October 25th, 2021 at 1:27 PM
Firms Walk Thin Regulatory Line In Referring Self-Directed Clients To Advisors

While online trading platforms have surged in popularity during the pandemic, brokerage firms view self-directed investors as a source of new clients.

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