According to a consent order issued by the Massachusetts Securities Division, New Jersey-based Summit Equities has agreed to pay the state $100,000 for failing to supervise four registered agents, who mishandled private client information.
I want to extend a tremendous thank you for your dedication, professionalism, hard work and patient demeanor through this challenging time. It was enjoyable interacting with everyone on your team, this certainly helped while dealing with the situation and working towards resolution.