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FINRA's Survey Confirms B-Ds Worry About the Aging of Registered Representatives

Posted on November 13th, 2019 at 4:26 PM
FINRA's Survey Confirms B-Ds Worry About the Aging of Registered Representatives

Not only there are concerns about senior investors, there are also concerns about senior advisors. About 65% of broker-dealers ("B-Ds") are "worried about the aging [of] registered representative population at their firms," according to the cell phone poll taken at the Senior Investor Protection Conference by the Financial Industry Regulatory Authority Inc. ("FINRA").

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