Tagged with "frau"

SEC Charges Ohio Broker with Defrauding Retail Customers Out of $1 Million

Posted on November 9th, 2018 at 1:54 PM
SEC Charges Ohio Broker with Defrauding Retail Customers Out of $1 Million

The SEC has filed a complaint in Ohio federal district court against former broker, John Greg Schmidt for defrauding his retail brokerage customers out of over $1 million in a long-running scheme.

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