Tagged with "eugene gordon"

Broker Suspended after Allowing Unauthorized Transactions by Wife in Husband’s Account

Posted on December 27th, 2019 at 5:11 PM
Broker Suspended after Allowing Unauthorized Transactions by Wife in Husband’s Account

Eugene Nathan Gordon, a former Morgan Stanley broker, agreed to a 90-day suspension by FINRA for allowing a wife to make withdrawals from her husband’s retirement account without written authorization from the husband.

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Thank You from the bottom of our hearts for all you have done for us. When we realized this was a very bad investment - we did not know where to turn for help. Then we received your name. When we called you - you were so kind to us and then agreed to help us. For this we are so very grateful. The world would be a much nicer place if there were more people like the two of you in it. We will always remember all the help and kindness you have shown us. Thank you so very very much for everything.

Wayne and Judy S.

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