Tagged with "benjamin & jerold"

FINRA Bars Rand Heckler, Former Financial Adviser of Benjamin & Jerold Brokerage

Posted on June 21st, 2019 at 3:54 PM
FINRA Bars Rand Heckler, Former Financial Adviser of Benjamin & Jerold Brokerage

The Financial Industry Regulatory Authority (“FINRA”) recently barred Rand A. Heckler from the securities industry for refusing to cooperate in FINRA’s Rule 8210 inquiry.

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As a financial advisor with over 20 years of experience, I feel fortunate to call Jim my attorney and friend. He is a fantastic lawyer and trusted advisor. He is skilled in the matters necessary to do the job well. He uses his thoughtful approach and calm demeanor to achieve a positive outcome for the client. If you want to feel confident that nothing will be missed and that you will be represented in a highly professional manner, call Jim Eccleston.

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