Tagged with "Atlantic Asset Management LLC"

Investment Advisor Failed to Disclose Financial Benefit to Parent Company in Bond Investment

Posted on January 26th, 2016 at 11:29 AM
Investment Advisor Failed to Disclose Financial Benefit to Parent Company in Bond Investment

On December 15th the SEC announced it will charge Atlantic Asset Management LLC with violations of the antifraud provisions of the Investment Advisers Act of 1940.

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