Tagged with "alerts"

SEC Releases Alert, Notifying Advisers of the Risks of Texting and Using Social Media with Clients

Posted on January 10th, 2019 at 5:12 PM
SEC Releases Alert, Notifying Advisers of the Risks of Texting and Using Social Media with Clients

In response to an uptick in the amount of text messaging, personal email and social media use in the industry, the SEC recently released a risk alert, notifying advisers that it is paying closer attention to the risks involved with those types of communications.

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