Tagged with "Wade Lawrence"

Southwest Securities Broker Is Permanently Barred By FINRA

Posted on March 3rd, 2015 at 4:29 PM
Southwest Securities Broker Is Permanently Barred By FINRA

According to FINRA, a former broker from Southwest Securities, Inc. Wade Lawrence, has been permanently barred  for failing to respond to requests for information concerning allegations that he misappropriated funds from customers.

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