According to FINRA, a former broker from Southwest Securities, Inc. Wade Lawrence, has been permanently barred for failing to respond to requests for information concerning allegations that he misappropriated funds from customers.
I just wanted to say thanks again for preparing and executing my case in such a professional manner. It was a pleasure to watch two professionals take such pride in their work, as well as becoming personally in tune with your client (Me). I would personally recommend you and your firm to anyone.