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Morgan Stanley Fined For Online Disclosure Failures

Posted on January 13th, 2017 at 12:10 PM
Morgan Stanley Fined For Online Disclosure Failures

FINRA has censured Morgan Stanley and fined it $1.5 million for allegedly failing to provide millions of customers access to online information on purchases of mutual funds and other products.

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I want to extend a tremendous thank you for your dedication, professionalism, hard work and patient demeanor through this challenging time. It was enjoyable interacting with everyone on your team, this certainly helped while dealing with the situation and working towards resolution.

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