Tagged with "VFG Securities Inc."

FINRA Complaint Filed against VFG Securities

Posted on March 2nd, 2016 at 4:25 PM
FINRA Complaint Filed against VFG Securities

The Financial Industry Regulatory Authority Inc. (FINRA) recently filed a complaint against a small broker-dealer that allegedly garnered nearly 95% of its revenue from the sale of nontraded real estate investment trusts in addition to other illiquid investments.

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I just received this letter from the CFP Board. Thank you, Thank you, THANK YOU!

David Y

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