Tagged with "Sage Advisory Group"

Investment Advisory Firm to Pay Over $1 Million for Account Transfer Misrepresentations and Other Misdeeds

Posted on June 12th, 2015 at 11:59 AM
Investment Advisory Firm to Pay Over $1 Million for Account Transfer   Misrepresentations and Other Misdeeds

Sage Advisory Group, LLC, and its principal, Benjamin Lee Grant, were ordered to pay $1,051,038 after being found liable in two separate fraud cases filed by the SEC.

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