A former broker from Liberty Partners Financial Specialist, LLC has been barred by FINRA and ordered by the New Jersey Bureau of Securities to pay $200,000 in civil penalties for defrauding his elderly client.
I am grateful to have found an outstanding law firm that specializes in securities matters. My lawyers were extremely knowledgeable, diligent, and are skilled litigators. No stone was left upturned. As a result of their experience and tenacity, the arbitration proceeding was dismissed in my favor.