A former registered investment adviser from New Jersey has pled guilty to operating a $20 million Ponzi scheme.
I just received this letter from the CFP Board. Thank you, Thank you, THANK YOU!
A former registered investment adviser from New Jersey has pled guilty to operating a $20 million Ponzi scheme.
A 46-year industry veteran from Braintree, Massachusetts, Timothy W. Leveroni, has settled a disciplinary matter by the Financial Industry Regulatory Authority (FINRA) for falsifying signatures, per a settlement agreement known as an Acceptance Waiver and Consent (“AWC”).
The Securities and Exchange Commission (SEC) has filed fraud charges against Jesus Rodriguez, accusing him of misappropriating nearly $3.5 million from at least 10 brokerage account holders and advisory clients.
Attorney James Eccleston recently received the highest possible Martindale-Hubbell AV rating in their 2024 Judicial Edition.