Tagged with "Laurence I. Balter"

Investment Adviser Charged With Misleading Clients

Posted on October 18th, 2016 at 9:53 AM
Investment Adviser Charged With Misleading Clients

The SEC has announced fraud charges against an investment adviser named Laurence I. Balter  of Kihei, Hawaii accusing him of  purchasing equities and options in an omnibus account. 

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